Financial advisor news, market insights, and practice management essentials.
Wealth managers are sifting through the rhetoric and focusing on financial planning.
The agency asked pointed questions about the new exchange-traded fund just hours after its launch last week.
It’s the first significant move under new CEO Rich Steinmeier, who took over from longtime chief executive Dan Arnold in October.
Many advisors say they’re not ready to trade in tried-and-true index funds for private credit funds.
The Department of Labor was granted a 60-day pause by a federal judge to review its appeal in two court cases.
Firms are building up their tech stacks with AI, according to a survey from Advisor360. They’re also expanding the C-suites.
Never underestimate the all-too-human instinct to believe anything we want.
The Bybit cyberattack is dredging up familiar questions about the suitability of digital assets inside client portfolios.
The independent broker-dealer LPL reported $2.3 billion in net advisor loans last year, up a whopping 53% from 2023, per an SEC filing.
Ellevest plans to focus on its private wealth management and financial planning business lines going forward.
The agency’s first settlement suggests that it may have shifted focus squarely onto investment advisors.
Defiance ETFs filed for an active fund that will track stocks expected to benefit from President Donald Trump’s administration.
More than two-thirds of women report being their households’ primary decision-makers regarding financial investment choices.
The next frontier for private credit may be the mass market where fund managers are launching new products, like exchange-traded funds.
The changing of the guard is proof that retail and advised clients, with much longer time horizons, are prioritizing low-cost passive funds.
Rise Growth Partners backed a $5.7 billion fee-only registered investment advisor this week and is already in talks to land future deals.
A handful of advisors are carving out a niche among young clients who are creating lucrative careers online.
Can artificial intelligence reshape an industry that prides itself on building trusted relationships with clients?
A Vanguard report found buffer funds exhibit a negative skew in returns over time, leaving plenty of money on the table.
Low confidence could stem from many Americans not seeking out advice — professional or otherwise — according to a Thrivent study.
