Financial advisor news, market insights, and practice management essentials.
JPMorgan said it has swapped out “equity” for “opportunity” in an effort to better reflect the program’s goals.
Among the 15 worst-performing funds in new research, a baker’s dozen turned out to be exchange-traded funds.
Commission-based compensation structures are used by just 23% of advisors today, according to a Cerulli report.
For the second time in two weeks, the agency made clear that funds have more marketing leeway to solicit clients.
As an ETF tracking Republican portfolios changes its ticker, investors are eyeing the performance of political funds.
The realities of an aging advisor demographic — combined with intense interest in RIA businesses from buyers — are changing the game.
The operator of the tech-heavy Nasdaq Composite Index will establish a new regional headquarters in Dallas.
The trade war doesn’t look so bad for international markets (at least not yet), and the trend away from US stocks could benefit emerging markets…
As women’s overall assets increase, so does their desire for tailored financial guidance.
Investors’ wealth and enthusiasm for playing the markets is growing, so they’re taking a more hands-on approach.
New issuers are gaining market share among RIAs, who are looking for niche funds to diversify their holdings.
CEO Josh Brown is investing in AI-powered lead generator FINNY, while director of research Michael Batnick is launching Exhibit A, a data visualization…
While equities have shined over the past two years, some advisors are sticking with the classic portfolio.
Advisors are increasingly using model portfolios to outsource asset allocations and spend more time on financial planning.
Digital asset fraud is among the greatest threats to retail investors, according to the North American Securities Administrators Association.
Advisors tend to work with lawyers for their estate planning needs, but digital platforms can help expand those services to more clients.
More than half of US adults think inflation will increase this year and that’s more than double those who expect prices to come down, according to…
Advisors play a critical role in what could become a life-changing decision for clients — starting a life in a new country.
Market penetration for customer relationship management software has fallen more than 10% in the past two years, according to a new survey.
As Americans’ wealth and demand for professional advice grows, the clock is ticking for firms to find new recruits.
