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Advisors Weigh In on FINRA’s Side Hustle Rule Proposal

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Wealth managers and firms say FINRA shouldn’t have a say in their part-time jobs and personal investment activity.

2 min read

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Advisor Upside

Vanguard, BlackRock, State Street Face Potential Hurdle From Decades-Old Rules

Vanguard is sounding the alarm that regulators may soon enforce rules that set limits on how much of a company investors can own.

2 min read
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Advisor Upside

Anti-Woke Strive Asset Management Launches Wealth Platform

Strive said last week that it’s launching a new wealth management offering to customers and announced $30 million in fresh funding.

2 min read
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Advisor Upside

Wells Fargo Analyzed Chipotle’s Burritos. They’re Actually Bigger Now

An investigation from Wells Fargo last month may have helped push Chipotle to finally come to terms with its alleged portion problem.

2 min read

Advisor Upside

Social Security Backs Off From 100% Clawbacks

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A plan to withhold all benefits until historical overpayments are recouped was scrapped in favor of a 50% rate.

2 min read

Advisor Upside

CFP Board Raises Renewal Fee by 26%

Photo via Connor Lin / The Daily Upside

The group will increase its certification fees to $575 to support its public awareness campaign and marketing efforts.

2 min read

Advisor Upside

Edward Jones’ C-Suite Shake-Up

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The IBD is reorganizing parts of its business as executives approach retirement and the industry faces growing demand.

1 min read

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