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Advisor Upside

CFP Board Raises Renewal Fee by 26%

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The group will increase its certification fees to $575 to support its public awareness campaign and marketing efforts.

2 min read

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Advisor Upside

Schwab, Blackstone Among Firms Fined By SEC Over Off-Channel Comms

The controversial enforcement actions have been called a “cash cow” by Commissioner Hester Peirce.

2 min read
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Advisor Upside

JPMorgan, Citi, Wells, Goldman Crush Q4 Earnings

Wall Street ended 2024 on a high note, providing investors with a sigh of relief as we enter the new year.

1 min read
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Advisor Upside

Ads Featuring Burning Dollar Bills? UK Watchdog Says Nope

The UK Advertising Standards Authority said Wahed Invest can no longer run posters with flaming US and EU bills.

1 min read

Advisor Upside

Edward Jones’ C-Suite Shake-Up

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The IBD is reorganizing parts of its business as executives approach retirement and the industry faces growing demand.

1 min read

Advisor Upside

Ameriprise, Raymond James Report Rocky Start to 2025

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Both independent broker-dealers reported earnings that missed the mark in some segments.

1 min read

Advisor Upside

Will Vanguard Launch Its Private Investments the ‘Vanguard Way?’

Photo via Connor Lin / The Daily Upside

The world’s second-largest asset manager has been known for taking a low-cost approach to investing over its 50-year history.

2 min read

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